Apr 14, 2026  
2023-2024 Graduate Catalog 
    
2023-2024 Graduate Catalog [Archived Catalog]

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LAW 867 - Securities Regulation


3 cr

Description This course examines how the stock market and other securities markets are regulated in the United States. Topics include how companies raise capital through IPOs and other offerings and the complicated regulatory framework that applies to this important engine of corporate and economic growth.  The course closely examines insider trading rules while evaluating the disclosure requirements that apply when companies decide to sell stock or debt, or to go public.

Notes
New course SP23


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